SEC investment adviser factual filing history
Data Stockroom, a product of LaunchNav LLC — 100-row sample

SEC-published registered and exempt-reporting adviser organizations with October 2, 2026 facts, September 1 comparison evidence, reported AUM, client mix, services and dated workforce.

Processed on: 2026-10-04
Period: ASOF2026-10-03 (as of 2026-10-03)
Primary source snapshot: 2026-10-03

CONTENTS
sample.csv: 100 real rows, all 120 columns from advisers.csv.
Repeatable selection; not a statistically representative sample. The legend describes the full product; companion data tables are only in the full download.

FEATURES AND PREPARATION
- Registered and exempt-reporting populations retain their distinct reporting scope.
- Reported regulatory AUM, client mix, services, fees and workforce remain tied to filing and edition dates.
- Two-edition history exposes selected reported changes and exact AUM differences when both amounts exist.
- Legends name Form ADV client categories, advisory services, fee types and workforce roles, with explicit reported monetary and count units.

SOURCES AND ATTRIBUTION
SEC Investment Adviser Information Reports — SEC Investment Adviser Information Reports, October 2 and September 1, 2026
https://www.sec.gov/data-research/sec-markets-data/information-about-registered-investment-advisers-exempt-reporting-advisers
Public organizational Form ADV report subsets Attribution: Source: U.S. Securities and Exchange Commission, Investment Adviser Information Reports; no endorsement implied.

USING THE FILES
legend.csv defines the columns, units, formats and blank-value meanings.
CSV is UTF-8 with headers. Import identifiers, ZIP codes and phones as text. Blank differs from zero or false.
LICENSES.txt contains source attribution and applicable notices.

LIMITATIONS
- State-only advisers are outside these SEC source reports.
- SEC does not approve or guarantee the accuracy of submitted Form ADV data.
- Current means the captured October publication, not live registration verification; consult IAPD for current filings.
- Exempt advisers do not file Item 5, so missing AUM is not zero.
- October registered ZIP contains a September-style CSV filename; publisher edition date and member name are both preserved.
- Flagged private-residence street/postal/phone details and individual contacts are withheld.
- AUM differences are reported-data changes, not investment performance or net inflows.
- Only selected field changes are delivered; absence from an edition is not cancellation evidence.
- Reported fields retain source responses, flags, ranges and missing values. Apply the item definitions and exclusions in Form ADV Part 1A: https://www.sec.gov/files/formadv-part1a_1.pdf.

DATA STOCKROOM TERMS
- This is a dated data snapshot. It does not include an ongoing update service.
- The files are supplied as-is. Accuracy, completeness, contact reachability and suitability for a particular use are not guaranteed. Independently verify information needed for your use.
- Underlying source data remains subject to the included upstream licenses and notices. Those terms govern that material; these terms do not restrict upstream permissions or rights in public-domain information.
- Data Stockroom does not claim agency endorsement or exclusive ownership of underlying public facts. A published contact does not establish consent to marketing.

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